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What the Compound Laozi-Zhuangzi Hides

The Laozi is written for someone who runs something. The Zhuangzi keeps stepping back from the job. The word most often mixed up between them is wu wei.

  • Daoist Studies

Language: 简体中文

Every year, in the first session of a reading group, someone asks whether the Laozi and the Zhuangzi are two volumes of the same thing.

Fair question. In English the two names arrive already fastened together, filed under something like “philosophical Daoism,” often in the same paperback series with matching spines.

But the two books were built for different work.

The pairing is later than the books

Sima Qian put Zhuang Zhou into one biography with Laozi, Shen Buhai and Han Fei, and wrote that the essentials of his learning went back to the words of Laozi. So the yoking is ancient.

The Zhuangzi’s own final chapter, Tianxia, which surveys the pre-Qin schools, keeps them apart. Guan Yin and Lao Dan share one section. Zhuang Zhou gets his own, with a different account of what he was after. That survey sits inside the Zhuangzi.

What welded the compound shut was the Wei-Jin period. Wang Bi annotated the Laozi, Guo Xiang annotated the Zhuangzi, and those two plus the Yijing became the Three Mysteries, the common reference of an entire generation’s conversation. The thirty-three chapters read today are Guo Xiang’s edit; the Han imperial bibliography lists fifty-two, so nineteen are missing.

One of them is addressing someone who runs something

Count the vocabulary. Lords and kings, the sage, taking possession of the world: this is standard furniture in the Laozi.

Chapter 57 opens 以正治國,以奇用兵,以無事取天下, govern the state by the straight, use troops by the crooked, take the world by having no business. Chapter 60 is the one everybody knows, 治大國若烹小鮮, governing a large state is like cooking a small fish. Chapter 65 is blunter than most translations let on: 古之善為道者,非以明民,將以愚之, those anciently good at the Way did not use it to make the people bright, but to keep them simple.

Whatever you make of that last one, there is no mystery about who is being spoken to. Someone with ground, people, and things to decide.

The form fits the use. Most chapters are short, many are rhymed, and they are built to sit in memory. Even war gets a ruling. Chapter 31 calls weapons instruments of ill omen, to be taken up only when there is no choice, 恬淡為上, restraint uppermost. A book purely about a person’s inner weather does not need a position on that.

The Zhuangzi has a different body altogether. It opens with a fish in the northern darkness, thousands of li across, which becomes a bird that needs the sixth-month gale to get off the water, and several hundred characters go by before anything like an argument shows up. He works through story, and then usually through an argument with his friend Hui Shi, who loses. The Laozi you can hold whole chapters of in your head; the Zhuangzi runs three hundred characters before it pauses.

The other one keeps stepping back

In Free and Easy Wandering, Yao offers Xu You the empire and Xu You declines: 庖人雖不治庖,尸祝不越樽俎而代之矣. Even if the cook will not cook, the officiant does not climb over the sacrificial vessels to do the cooking for him. Positions belong where they belong. Sima Qian records that King Wei of Chu sent envoys with heavy gifts to make Zhuang Zhou his chief minister, and Zhuang Zhou sent them away. One passage is a parable and one is a biography, and they run the same way. Which translation people bring decides how a session goes. Watson keeps the received order; Graham regroups the outer and miscellaneous chapters by school, so the room is on different pages before anyone has read a line aloud.

The only inner chapter with a political title is Ying Di Wang, fit to be emperors and kings. It closes with Hundun, the faceless one, to whom the emperors of the southern and northern seas bore a hole a day so he can see and hear like everybody else. 七日而渾沌死. On the seventh day Hundun died, which makes a thin basis for a programme of government.

Whether Ying Di Wang amounts to a political position at all is a question I have taught around for years without settling, and both readings look reasonable to me on the day I am reading them. Further down there is the older argument about how much of the inner chapters Zhuang Zhou wrote himself and how much of the outer and miscellaneous chapters belongs to his students. A. C. Graham did well-known work on the attribution and others have pushed back on it. I am not equipped to adjudicate that. What I tell students is narrower: when you hit a passage in the outer chapters mocking Confucius with real relish, don’t assume you are hearing Zhuang Zhou.

Free and easy wandering is not wu wei

This is the pair that gets mixed most, and English makes it worse, since both tend to be rendered with the vocabulary of ease and freedom.

A situation has a grain, and you go along it rather than force across it: that is wu wei, and it assumes there is work in front of you, an ox, a state, a wall. I have written a separate piece on the term and won’t repeat it here.

Wandering runs on a different word. The line in the first chapter is 若夫乘天地之正,而御六氣之辯,以遊無窮者,彼且惡乎待哉, and the weight of it sits on 待, to depend. To wander without limit is to depend on nothing outside yourself. That is a question about dependence rather than about method, and using either term to explain the other bends both. Whether 待 is a term he is using strictly here or just the word that came to hand, I have never settled. A few lines earlier Liezi rides the wind, 旬有五日而後反, back after fifteen days, which is impressive, and Zhuangzi still says of him 猶有所待者也, he depends on something after all. He needs wind.

What the room does

The pattern repeats every year. With the Laozi people say deep, and they say hard, and they read two pages and stop to think, and they relax when a chapter finally contains an object, thirty spokes around one hub, clay worked into a pot. The Zhuangzi is a different room. People laugh. The fish is thousands of li across, in Free and Easy Wandering Hui Shi grows a gourd big enough for five piculs and smashes it for being useless, and at the end of the Qiwulun Zhuang Zhou dreams he is a butterfly and wakes unsure which of the two did the dreaming. These travel without help from me. Then comes the trouble. Someone finishes the Zhuangzi, concludes that Daoism is this light, quick, unbothered thing, goes back to the Laozi’s chapters on armies and populations and taking the world, and decides those must be later interpolations because they do not sound Daoist. The order of that is backwards. Zhuangzi’s looseness grew out of his own temperament and his own circumstances, and it was only ever his. By page count the Laozi spends far more of itself on statecraft than most readers remember. I usually make people read chapters 57 and 80 side by side. The small state with few people, neighbours within sight of one another, 雞犬之聲相聞, chickens and dogs audible across the boundary, and the people growing old and dying without ever having visited. That is a drawing of what a country ought to look like, and it is drawn in some detail.

Why the compound survives anyway

Pairing them is not wrong, only compressed. They do share things. Neither believes names and categories can exhaust what is actually in front of you, which is the boundary chapter 1 of the Laozi draws and which I have written about elsewhere, and the Qiwulun puts the same boundary a different way: 道行之而成,物謂之而然, a road becomes a road by being walked, a thing is so by being called so. Neither treats human rules as automatically outranking the shape a thing already has.

The parting happens after the boundary. Laozi turns back toward governing, the body first and then the state. Zhuangzi turns the other way, toward what one person’s dealings with heaven and earth can be.

So I tell people to read them apart first, one at a time, without using either to explain the other.

Common follow-ups

Is this the same as the split between Daoist philosophy and Daoist religion?
No, that is a separate division. Laozi and Zhuangzi are pre-Qin thought; the religion took shape from the later Han onward, with its own deities, rites and lines of transmission. The two connect, since the religion honours Laozi as Taishang Laojun, though how exactly those two relate is argued over inside the tradition and outside it, and the Dao De Jing sits in daily recitation. But you cannot run it backwards and read a ritual through the Zhuangzi.
Which one should I read first?
Depends what you want from it. For principles about how to handle work, start with the Laozi, and start with chapters that begin from an object, like 8, 11 and 64, rather than chapter 1. For something that carries you along, start with the inner chapters of the Zhuangzi, Free and Easy Wandering and The Secret of Caring for Life. Either order works. Just don't use one book to explain the other on a first pass.
Was Zhuangzi simply opting out?
He turned down office, which is documented, but he did not get away from people. The whole of In the World of Men is about surviving a situation you cannot get out of and have to deal with. What he stepped back from was the position, not the company of people.